Lincoln, IL – September 2017 – The International Association of Registered Financial Consultants (IARFC) has recently awarded Joseph Globensky of Level Four Wealth Management the “Ethics Approved Seal” for his adherence to the IARFC Code of Ethics.
This historical verification includes background checks from the Financial Industry Regulatory Authority (FINRA), state licensing records and internet recognition searches. A clean record for the past 5 years satisfies the IARFC requirements for being “Ethics Approved.”
The IARFC Code of Ethics is the foundation of a relationship between a consumer and their financial consultant. It is founded on these 5 principles:
- I will at all times put my client’s interest above my own.
- I will maintain proficiency in my work through continuing education.
- When fee-based services are involved, I will charge a fair and reasonable fee based on the amount of time and skill required.
- I will abide by both the spirit and the letter of the laws and regulations applicable to financial planning services.
- I will give my client the same service I would give to myself in the same circumstances.
Joseph Globensky has been serving clients for over 20 years specializing in the areas of personal financial planning, wealth management, and risk management. His mission is to help clients make more informed decisions to better their financial lives.
“This is an effort towards increased transparency”, explained IARFC Chairman H. Stephen Bailey. “The public is more educated than ever and needs assurance of the background of their financial professional and their adherence to a Code of Ethics. We are proud of our members who maintain this high level of integrity year after year.”
The IARFC, founded in 1984, is a non-profit credentialing organization formed to foster public confidence in the financial planning profession. Their professional designations, Registered Financial Consultant (RFC®) and Registered Financial Associate (RFA®) are awarded to those consultants who can meet the high standards of education, experience and integrity that are required of all its members. More info on the Association can be found at www.iarfc.org.
Level Four Wealth Management
604 N Union Street, Suite 1, Lincoln, IL 62656
Securities offered through LPL Financial, Member FINRA/SIPC. Investment advice offered through Level Four Advisory Services, LLC, a registered investment adviser. Level Four Advisory Services, LLC and Level Four Wealth Management are separate entities from LPL Financial. LPL Financial and Level Four Wealth Management are not affiliated with IARFC.